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SEC 8-K filings that report Item 1.03, 2.05 or 3.01, and FDIC bank failures. Showing the whole archive.

2,742 entries · Listing rule notice or delisting

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  1. Listing notice

    GULF ISLAND FABRICATION INC GIFI

    The Woodlands, TX Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for GULF ISLAND FABRICATION INC (opens in a new tab)

  2. Listing notice

    Semler Scientific, Inc. SMLR

    Campbell, CA Manufacturing Form 8-K, items 1.01, 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Semler Scientific, Inc. (opens in a new tab)

  3. Listing notice

    Serina Therapeutics, Inc. SER

    Huntsville, AL Manufacturing Form 8-K, items 3.01, 7.01, 9.01

    SEC filing for Serina Therapeutics, Inc. (opens in a new tab)

  4. Listing notice

    Tharimmune, Inc. THAR

    Bridgewater, NJ Manufacturing Form 8-K, items 3.01

    SEC filing for Tharimmune, Inc. (opens in a new tab)

  5. Listing notice

    ECD Automotive Design, Inc. ECDA

    Hingham, MA Manufacturing Form 8-K, items 3.01

    SEC filing for ECD Automotive Design, Inc. (opens in a new tab)

  6. Listing notice

    SPAR Group, Inc. SGRP

    Charlotte, NC Services Form 8-K, items 3.01, 9.01

    SEC filing for SPAR Group, Inc. (opens in a new tab)

  7. Listing notice

    Cambium Networks Corp CMBM

    Grand Cayman, E9 Manufacturing Form 8-K, items 3.01, 9.01

    SEC filing for Cambium Networks Corp (opens in a new tab)

  8. Listing notice

    STAAR SURGICAL CO STAA

    Monrovia, CA Manufacturing Form 8-K, items 1.01, 3.01, 5.02, 8.01, 9.01

    SEC filing for STAAR SURGICAL CO (opens in a new tab)

  9. Listing notice

    Tectonic Financial, Inc. TECTP

    Dallas, TX Finance, insurance and real estate Form 8-K, items 3.01, 7.01, 8.01, 9.01

    SEC filing for Tectonic Financial, Inc. (opens in a new tab)

  10. Listing notice

    FEMASYS INC FEMY

    Suwanee, GA Manufacturing Form 8-K, items 3.01

    SEC filing for FEMASYS INC (opens in a new tab)

  11. Listing notice

    Butterfly Network, Inc. BFLY

    Burlington, MA Manufacturing Form 8-K, items 3.01

    SEC filing for Butterfly Network, Inc. (opens in a new tab)

  12. Listing notice

    ALPHATIME ACQUISITION CORP

    New York, NY Finance, insurance and real estate Form 8-K, items 3.01

    SEC filing for ALPHATIME ACQUISITION CORP (opens in a new tab)

  13. Listing notice

    Co-Diagnostics, Inc. CODX

    Salt Lake City, UT Manufacturing Form 8-K, items 3.01

    SEC filing for Co-Diagnostics, Inc. (opens in a new tab)

  14. Listing notice

    Estrella Immunopharma, Inc. ESLA

    Emeryville, CA Manufacturing Form 8-K, items 3.01

    SEC filing for Estrella Immunopharma, Inc. (opens in a new tab)

  15. Listing notice

    Israel Acquisitions Corp ISLUF

    Bee Cave, TX Finance, insurance and real estate Form 8-K, items 3.01, 9.01

    SEC filing for Israel Acquisitions Corp (opens in a new tab)

  16. Listing notice

    Sadot Group Inc. SDOT

    Burleson, TX Retail trade Form 8-K, items 3.01

    SEC filing for Sadot Group Inc. (opens in a new tab)

  17. Listing notice

    Telomir Pharmaceuticals, Inc. TELO

    Miami, FL Manufacturing Form 8-K, items 3.01

    SEC filing for Telomir Pharmaceuticals, Inc. (opens in a new tab)

  18. Listing notice

    Luminar Technologies, Inc./DE LAZRQ

    Orlando, FL Manufacturing Form 8-K, items 1.01, 3.01, 9.01

    SEC filing for Luminar Technologies, Inc./DE (opens in a new tab)

  19. Listing notice

    Onfolio Holdings, Inc ONFO

    Wilmington, DE Services Form 8-K, items 3.01

    SEC filing for Onfolio Holdings, Inc (opens in a new tab)

  20. Listing notice

    Fat Brands, Inc FAT

    Beverly Hills, CA Retail trade Form 8-K, items 3.01

    SEC filing for Fat Brands, Inc (opens in a new tab)

  21. Listing notice

    TruGolf Holdings, Inc. TRUG

    Plantation, FL Manufacturing Form 8-K, items 3.01

    SEC filing for TruGolf Holdings, Inc. (opens in a new tab)

  22. Listing notice

    Brag House Holdings, Inc. TBH

    Montclair, NJ Finance, insurance and real estate Form 8-K, items 3.01

    SEC filing for Brag House Holdings, Inc. (opens in a new tab)

  23. Listing notice

    Capstone Holding Corp. CAPS

    Alsip, IL Wholesale trade Form 8-K, items 3.01

    SEC filing for Capstone Holding Corp. (opens in a new tab)

  24. Listing notice

    Lakeside Holding Ltd LSH

    Itasca, IL Transportation, communications and utilities Form 8-K, items 3.01

    SEC filing for Lakeside Holding Ltd (opens in a new tab)

  25. Listing notice

    City Office REIT, Inc. CIO

    Vancouver Finance, insurance and real estate Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for City Office REIT, Inc. (opens in a new tab)

  26. Listing notice

    LM FUNDING AMERICA, INC. LMFA

    Tampa, FL Finance, insurance and real estate Form 8-K, items 3.01

    SEC filing for LM FUNDING AMERICA, INC. (opens in a new tab)

  27. Listing notice

    Tempest Therapeutics, Inc. TPST

    Brisbane, CA Manufacturing Form 8-K, items 3.01

    SEC filing for Tempest Therapeutics, Inc. (opens in a new tab)

  28. Listing notice

    Advantage Solutions Inc. ADV

    St. Louis, MO Services Form 8-K, items 3.01

    SEC filing for Advantage Solutions Inc. (opens in a new tab)

  29. Listing notice

    Anywhere Real Estate Inc. HOUS

    Madison, NJ Finance, insurance and real estate Form 8-K, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Anywhere Real Estate Inc. (opens in a new tab)

  30. Listing notice

    SRx Health Solutions, Inc. SRXH

    North Palm Beach, FL Manufacturing Form 8-K, items 3.01

    SEC filing for SRx Health Solutions, Inc. (opens in a new tab)

  31. Listing notice

    urban-gro, Inc. UGRO

    Lafayette, CO Wholesale trade Form 8-K, items 3.01

    SEC filing for urban-gro, Inc. (opens in a new tab)

  32. Listing notice

    Inotiv, Inc. NOTV

    West Lafayette, IN Services Form 8-K, items 3.01

    SEC filing for Inotiv, Inc. (opens in a new tab)

  33. Listing notice

    Propanc Biopharma, Inc. PPCB

    Camberwell, Victoria, C3 Manufacturing Form 8-K, items 3.01

    SEC filing for Propanc Biopharma, Inc. (opens in a new tab)

  34. Listing notice

    Biofrontera Inc. BFRI

    Woburn, MA Manufacturing Form 8-K, items 3.01

    SEC filing for Biofrontera Inc. (opens in a new tab)

  35. Listing notice

    Cidara Therapeutics, Inc. CDTX

    San Diego, CA Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Cidara Therapeutics, Inc. (opens in a new tab)

  36. Listing notice

    Barinthus Biotherapeutics plc. BRNS

    Germantown, MD Manufacturing Form 8-K, items 3.01

    SEC filing for Barinthus Biotherapeutics plc. (opens in a new tab)

  37. Listing notice

    Compass Diversified Holdings CODI

    Westport, CT Manufacturing Form 8-K, items 3.01, 9.01

    SEC filing for Compass Diversified Holdings (opens in a new tab)

  38. Listing notice

    IMMUNIC, INC. IMUX

    New York, X1 Manufacturing Form 8-K, items 3.01

    SEC filing for IMMUNIC, INC. (opens in a new tab)

  39. Listing notice

    Mersana Therapeutics, Inc. MRSN

    Cambridge, MA Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Mersana Therapeutics, Inc. (opens in a new tab)

  40. Listing notice

    Bolt Projects Holdings, Inc. BSLK

    San Francisco, CA Manufacturing Form 8-K, items 3.01

    SEC filing for Bolt Projects Holdings, Inc. (opens in a new tab)

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