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SEC 8-K filings that report Item 1.03, 2.05 or 3.01, and FDIC bank failures. Showing the whole archive.

3,914 entries

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  1. Listing notice

    Vaxart, Inc. VXRT

    South San Francisco, CA Manufacturing Form 8-K, items 3.01

    SEC filing for Vaxart, Inc. (opens in a new tab)

  2. Listing notice

    Modular Medical, Inc. MODD

    San Diego, CA Manufacturing Form 8-K, items 3.01

    SEC filing for Modular Medical, Inc. (opens in a new tab)

  3. Listing notice

    JUNIPER NETWORKS INC JNPR

    Sunnyvale, CA Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for JUNIPER NETWORKS INC (opens in a new tab)

  4. Listing notice

    Enstar Group LTD ESGR

    Hamilton, D0 Finance, insurance and real estate Form 8-K, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for Enstar Group LTD (opens in a new tab)

  5. Listing notice

    Alaunos Therapeutics, Inc. TCRT

    Houston, TX Manufacturing Form 8-K, items 3.01, 5.02

    SEC filing for Alaunos Therapeutics, Inc. (opens in a new tab)

  6. Listing notice

    ProPhase Labs, Inc. PRPH

    New York, NY Manufacturing Form 8-K, items 3.01

    SEC filing for ProPhase Labs, Inc. (opens in a new tab)

  7. Listing notice

    Southern States Bancshares, Inc. SSBK

    Anniston, AL Finance, insurance and real estate Form 8-K, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 5.07, 9.01

    SEC filing for Southern States Bancshares, Inc. (opens in a new tab)

  8. Listing notice

    reAlpha Tech Corp. AIRE

    Dublin, OH Finance, insurance and real estate Form 8-K, items 3.01, 9.01

    SEC filing for reAlpha Tech Corp. (opens in a new tab)

  9. Listing notice

    BP PRUDHOE BAY ROYALTY TRUST BPT

    Houston, TX Manufacturing Form 8-K, items 2.02, 3.01, 7.01, 9.01

    SEC filing for BP PRUDHOE BAY ROYALTY TRUST (opens in a new tab)

  10. Listing notice

    AZEK Co Inc. AZEK

    Chicago, IL Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for AZEK Co Inc. (opens in a new tab)

  11. Restructuring (Item 2.05)

    Warner Music Group Corp. WMG

    New York, NY Services Form 8-K, items 1.01, 2.03, 2.05, 7.01, 9.01

    SEC filing for Warner Music Group Corp. (opens in a new tab)

  12. Listing notice

    Inozyme Pharma, Inc. INZY

    Boston, MA Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Inozyme Pharma, Inc. (opens in a new tab)

  13. Listing notice

    SERVOTRONICS INC /DE/ SVT

    Elma, NY Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for SERVOTRONICS INC /DE/ (opens in a new tab)

  14. Listing notice

    Everi Holdings Inc. EVRI

    Las Vegas, NV Services Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 7.01, 9.01

    SEC filing for Everi Holdings Inc. (opens in a new tab)

  15. Bankruptcy

    WOLFSPEED, INC. WOLF

    Durham, NC Manufacturing Form 8-K, items 1.03, 2.04, 7.01, 9.01

    SEC filing for WOLFSPEED, INC. (opens in a new tab)

  16. Listing notice

    SHYFT GROUP, INC. SHYF

    Novi, MI Manufacturing Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for SHYFT GROUP, INC. (opens in a new tab)

  17. Listing notice

    Ocugen, Inc. OCGN

    Malvern, PA Manufacturing Form 8-K, items 3.01

    SEC filing for Ocugen, Inc. (opens in a new tab)

  18. Listing notice

    SpringWorks Therapeutics, Inc. SWTX

    Stamford, CT Manufacturing Form 8-K, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for SpringWorks Therapeutics, Inc. (opens in a new tab)

  19. Listing notice

    ENTERPRISE BANCORP INC /MA/ EBTC

    Lowell, MA Finance, insurance and real estate Form 8-K, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for ENTERPRISE BANCORP INC /MA/ (opens in a new tab)

  20. Listing notice

    Redfin Corp RDFN

    Seattle, wa Finance, insurance and real estate Form 8-K, items 1.01, 1.02, 2.01, 2.03, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01

    SEC filing for Redfin Corp (opens in a new tab)

  21. Listing notice

    Currenc Group Inc. CURR

    New York, NY Services Form 8-K, items 3.01, 3.02, 9.01

    SEC filing for Currenc Group Inc. (opens in a new tab)

  22. Listing notice

    PlayAGS, Inc. AGS

    Las Vegas, NV Manufacturing Form 8-K, items 1.01, 1.02, 2.01, 2.03, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01

    SEC filing for PlayAGS, Inc. (opens in a new tab)

  23. Restructuring (Item 2.05)

    APPLIED DNA SCIENCES INC APDN

    Stony Brook, NY Services Form 8-K, items 2.05, 5.02, 7.01, 9.01

    SEC filing for APPLIED DNA SCIENCES INC (opens in a new tab)

  24. Restructuring (Item 2.05)

    TerrAscend Corp. TSNDF

    Mississauga, A6 Agriculture, forestry and fishing Form 8-K, items 2.05, 7.01, 9.01

    SEC filing for TerrAscend Corp. (opens in a new tab)

  25. Listing notice

    Unity Biotechnology, Inc. UBX

    South San Francisco, CA Manufacturing Form 8-K, items 3.01, 5.02, 8.01, 9.01

    SEC filing for Unity Biotechnology, Inc. (opens in a new tab)

  26. Bank failure

    SANTA ANNA NATIONAL BANK

    Santa Anna, TX Assets $76.9 millionDeposits $71.4 million

    FDIC record for SANTA ANNA NATIONAL BANK (opens in a new tab)

  27. Listing notice

    Moleculin Biotech, Inc. MBRX

    Houston, TX Manufacturing Form 8-K, items 3.01

    SEC filing for Moleculin Biotech, Inc. (opens in a new tab)

  28. Listing notice

    DYADIC INTERNATIONAL INC DYAI

    Jupiter, FL Manufacturing Form 8-K, items 3.01

    SEC filing for DYADIC INTERNATIONAL INC (opens in a new tab)

  29. Listing notice

    Pasithea Therapeutics Corp. KTTA

    Miami Beach, FL Manufacturing Form 8-K, items 3.01

    SEC filing for Pasithea Therapeutics Corp. (opens in a new tab)

  30. Listing notice

    Wetouch Technology Inc. WETH

    Meishan City, Sichuan, F4 Manufacturing Form 8-K, items 3.01, 4.01, 9.01

    SEC filing for Wetouch Technology Inc. (opens in a new tab)

  31. Listing notice

    IMMUNIC, INC. IMUX

    New York, X1 Manufacturing Form 8-K, items 3.01

    SEC filing for IMMUNIC, INC. (opens in a new tab)

  32. Listing notice

    GENCOR INDUSTRIES INC GENC

    Orlando, FL Manufacturing Form 8-K, items 3.01, 9.01

    SEC filing for GENCOR INDUSTRIES INC (opens in a new tab)

  33. Listing notice

    HARVARD BIOSCIENCE INC HBIO

    Holliston, MA Manufacturing Form 8-K/A, items 3.01, 9.01

    SEC filing for HARVARD BIOSCIENCE INC (opens in a new tab)

  34. Listing notice

    ProPhase Labs, Inc. PRPH

    New York, NY Manufacturing Form 8-K, items 3.01, 7.01, 9.01

    SEC filing for ProPhase Labs, Inc. (opens in a new tab)

  35. Listing notice

    Royalty Management Holding Corp RMCO

    Fishers, IN Finance, insurance and real estate Form 8-K, items 3.01

    SEC filing for Royalty Management Holding Corp (opens in a new tab)

  36. Bankruptcy

    4Front Ventures Corp. FFNTF

    Phoenix, AZ Manufacturing Form 8-K, items 1.03, 5.02

    SEC filing for 4Front Ventures Corp. (opens in a new tab)

  37. Listing notice

    Rani Therapeutics Holdings, Inc. RANI

    San Jose, CA Manufacturing Form 8-K, items 3.01, 9.01

    SEC filing for Rani Therapeutics Holdings, Inc. (opens in a new tab)

  38. Listing notice

    SCYNEXIS INC SCYX

    Jersey City, NJ Manufacturing Form 8-K, items 3.01

    SEC filing for SCYNEXIS INC (opens in a new tab)

  39. Listing notice

    CLEARONE INC CLRO

    Salt Lake City, UT Manufacturing Form 8-K, items 1.01, 3.01, 3.02, 5.02, 5.03, 8.01, 9.01

    SEC filing for CLEARONE INC (opens in a new tab)

  40. Listing notice

    Laser Photonics Corp LASE

    Orlando, FL Manufacturing Form 8-K, items 3.01, 9.01

    SEC filing for Laser Photonics Corp (opens in a new tab)

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